The following is an explanation of the meaning of the symbols used in
the full analyses in this book. Where the symbols are used differently
(in certain situations for greater clarity) these are explained in the
text.
This glossary shows the full range of symbols used, Structural, Motivic,
Formal, Voice Leading etc. It is intended as a reference. The symbols
and their meanings are also introduced in the text of the book and analyses
as appropriate.
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A structural note, part of a structural (or functional)
chord.
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A non-structural note, A note which results from voice
leading patterns that elaborate on the underlying structural
chords. These are normally annotated as follows:
P = Passing
note,
A = Auxiliary
note,
App = Appoggiatura.
Sus = Suspension.
etc.
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A chord which results from voice
leading patterns. These can be one of the following:
Passing
Chords,
Auxiliary
Chords,
Appoggiatura
Chords
These should not be confused with structural
chords.
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Connects notes that belong to a single structural (or functional)
chord. Used to show the extent of a single structural chord.
- Connects repeated structural notes and arpeggiated structural
notes
- Connects an appoggiatura
(or suspension) and the structural note it resolutions onto
- Occasionally used to show connection between repeating non-structural
notes for clarity
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Shows a note that is relevant to a voice leading pattern
and which is part of the structural
chord in question but is present in a different voice. This
is usually due to reasons of voicing.
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Shows a linear
progression. The white note heads indicate the structural notes
being connected and the black note heads show the notes moving step
by step between the structural notes.
The symbols are sometimes used where only a single passing note
is involved in order to aid clarity. (Instead of just showing
"P", see above)
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Shows "voice exchange" i.e. where the notes of a chord
are exchanged between voices. For example, a root in the bass
may move to the top voice whilst a third of a chord in the top
voice moves to the bass. The arrows indicate the movement of the
elements of the chord. This is a common voice leading device.
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Represent the three "strong" root progressions that
are used most commonly in dynamic
harmony in common practice tonal music.
α (alpha progression) = rising 4th progression
β (beta progression) = falling 3rd progression.
γ (gamma progression) = rising 2nd progression
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Represent the three "weak" root progressions that are
generally avoided in dynamic harmony
in tonal music.
α' (alpha' progression) = falling 4th progression
β' (beta' progression) = rising 3rd progression.
γ' (gamma' progression) = falling 2nd progression
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Roman Numerals:
I, II, III, IV, V, VI, VII
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These are used to describe the function of structural
chords within the current key. i.e. I = tonic triad, II
= supertonic triad, III = mediant triad, IV = subdominant
triad, V = dominant triad, VI = submediant triad,
VII = leading note triad. In the major key: I, IV
and V are major, II, III, VI are minor
and VII is diminished. These can be referred to as relative
chord names as they describe chord function in relation to a
particular key. They are only useful where the key is clear and
there is no modulation involved. See "guitar chords" below.
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Roman Numerals:
i, ii, iii, iv, v, vi, vii
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Lower case roman numerals are sometimes used to signify
minor versions of the triads indicated, if this is desirable for
clarity. See note above.
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ii° , vii°
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The small circle is used to signify a diminished chord,
where this is desirable for clarity. This character can be typed
by holding down alt and typing 0186 in Word on a PC in Times New
Roman or by: Insert, symbol from the menu.
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III+
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The plus sign is used to signify an augmented 5th chord,
where this is desirable for clarity.
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A diminished 7th chord. This can be qualified as follows:
t.l. = tonic leading
d.l. = dominant leading
s.t. = supertonic leading
See Chapter
3 part 2 for more details.
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A, A min, A7 etc
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"Guitar Chord" Symbols. These are used in preference to
roman numerals where the key is changing or not clear, for greater
clarity. These can be referred to as absolute
chord names as they describe the actual chord without making
any assumption about key. This is the most objective way of describing
chords.
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Figured Bass:
2, 3, 4, 5, 6, 7 etc
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Figured bass symbols are used under the score where this
is helpful to highlight voice leading patterns in the music or to
signify that a chord is in a particular inversion. For instance
"6" indicates a first inversion chord. These numbers always indicate
intervals from the bass.
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Denotes an auxiliary
chord. i.e. a chord which is preceded and followed by the same
chord, usually the tonic or dominant chord. It creates a static
harmony pattern prolonging one of those chords.
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1. 2. etc
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Bar numbers.
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A static
harmony pattern prolonging the tonic chord. Here showing chord
IV used as an auxiliary chord (see above).
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Dominant
Prolongation - a static harmony or voice leading pattern prolonging
the dominant chord.
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Static Coda
- a static harmony pattern prolonging the tonic chord of the cadence.
Here showing chord IV used as an auxiliary chord.
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Syntax Diagram Symbols.
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Symbols used to number phrases
. These may or may not be sub-phrases of larger phrase structures.
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P
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Phrase.
This may or may not be a sub-phrase of a larger structure.
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O
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Opening section of the phrase.
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C
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Closing section of the phrase.
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S.H.
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Static Harmony.
Shown in the opening section of the syntax diagram to signify
the prolongation of the tonic chord.
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D.H.
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Dynamic harmony. The
chord progression in the closing section of the musical phrase that
connects the opening section static harmony to the cadence.
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Cad
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The Cadence
that completes the phrase or sub-phrase. This is usually V to
I (dominant to tonic) in a complete, tonal phrase.
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D.I.
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Dynamic
Introduction. A subdivision of the opening section which sometimes
precedes the static harmony as a lead-in to the static harmony.
The structure of this is the same as the closing section of the
phrase, i.e. it can contain dynamic harmony and a cadence and
a dominant prolongation. This is an example of embedding
as the closing section here forms and integral part of the main
phrase.
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D.P.
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The Dominant
Prolongation. This is a prolongation of the dominant chord which
is part of the cadence. This can be made up of static harmony or
voice leading elaboration of the dominant.
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S.C.
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The Static Coda.
This is a prolongation of the tonic chord of the cadence. This
can be made up of static harmony or voice leading elaboration
of the tonic.
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V
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The dominant
chord in the cadence.
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I
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The tonic
chord in the cadence.
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(1 - 2)
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Bar numbers indicated on syntax diagrams to show the
extent of a particular segment.
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Connectors showing the conjoining
of sub-phrases into larger phrase structures.
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Phrase diagram symbol showing that a segment is absent, therefore
resulting in an incomplete phrase.
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Shows the extent of a motivic
element "a".
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Shows the extent of a variant of motivic element "a".
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The start of Formal element "A". Used to annotate the
formal layout of the music. Example "Ternary Form" is
A B A.
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